SWZ: Total Return Securities Fund insider trading, 5% holders and institutional ownership
From public SEC filings: open-market insider purchases and sales (Form 4, last 180 days), holders of 5% or more (Schedules 13D and 13G) and institutional ownership (Form 13F). Insider and 5% data delayed 48 hours.
Insider trading
6 open-market buys totaling $156K and 0 sales totaling - in the last 180 days.
Insider buys
| Score | Ticker | Company | Insider | Role | Trade date | Value | Holding + | Cluster |
|---|---|---|---|---|---|---|---|---|
| 44 | SWZ | Total Return Securities Fund | Goldstein Phillip | Officer | 2026-10-08 | $29K | 4% | 3 insiders |
| 32 | SWZ | Total Return Securities Fund | Sell Moritz A | Director | 2026-09-28 | $12K | 7% | 3 insiders |
| 25 | SWZ | Total Return Securities Fund | Dakos Andrew | CEO | 2026-09-28 | $6K | 2% | 3 insiders |
| 60 | SWZ | Total Return Securities Fund | Dakos Andrew | CEO | 2026-09-28 | $52K | 18% | 3 insiders |
| 60 | SWZ | Total Return Securities Fund | Dakos Andrew | CEO | 2026-09-25 | $44K | 19% | 3 insiders |
| 42 | SWZ | Total Return Securities Fund | Dakos Andrew | CEO | 2026-09-25 | $14K | 5% | 3 insiders |
Activist and 5% holders
| Filed | What | Holder | Stake | Change | Filing |
|---|---|---|---|---|---|
| 2026-08-03 | New 13G stake | BANK OF AMERICA CORP /DE/ | 6.70% | SEC |
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