JOF: JAPAN SMALLER CAPITALIZATION FUND INC insider trading, 5% holders and institutional ownership
From public SEC filings: open-market insider purchases and sales (Form 4, last 180 days), holders of 5% or more (Schedules 13D and 13G) and institutional ownership (Form 13F). Insider and 5% data delayed 48 hours.
Insider trading
3 open-market buys totaling $714K and 0 sales totaling - in the last 180 days.
Insider buys
| Score | Ticker | Company | Insider | Role | Trade date | Value | Holding + | Cluster |
|---|---|---|---|---|---|---|---|---|
| 31 | JOF | JAPAN SMALLER CAPITALIZATION FUND INC | Saba Capital Management, L.P. | 10% Owner | 2026-10-19 | $358K | 1% | |
| 29 | JOF | JAPAN SMALLER CAPITALIZATION FUND INC | Saba Capital Management, L.P. | 10% Owner | 2026-10-16 | $194K | 1% | |
| 28 | JOF | JAPAN SMALLER CAPITALIZATION FUND INC | Saba Capital Management, L.P. | 10% Owner | 2026-10-14 | $162K | 0% |
Activist and 5% holders
| Filed | What | Holder | Stake | Change | Filing |
|---|---|---|---|---|---|
| 2026-10-15 | 13D stake raised | Saba Capital Management, L.P. | 10.57% | +1.77 pts | SEC |
| 2026-10-07 | 13G amendment | Allspring Global Investments Holdings, LLC | 13.40% | SEC | |
| 2026-09-23 | 13D stake raised | Saba Capital Management, L.P. | 8.80% | +1.07 pts | SEC |
| 2026-08-31 | 13D amendment | Saba Capital Management, L.P. | 7.73% | SEC |
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