HFRO: HIGHLAND OPPORTUNITIES & INCOME FUND insider trading, 5% holders and institutional ownership
From public SEC filings: open-market insider purchases and sales (Form 4, last 180 days), holders of 5% or more (Schedules 13D and 13G) and institutional ownership (Form 13F). Insider and 5% data delayed 48 hours.
Insider trading
0 open-market buys totaling - and 0 sales totaling - in the last 180 days.
Activist and 5% holders
| Filed | What | Holder | Stake | Change | Filing |
|---|---|---|---|---|---|
| 2026-07-29 | 13D amendment | DONDERO JAMES D | 9.60% | SEC |
Institutional ownership (Q2 2026)
91 institutions reported holding $218.38M of HIGHLAND OPPORTUNITIES & INCOME FUND on Form 13F (95 the quarter before). 10 opened a new position and 13 sold out. Shares held by institutions: +8%.
| Largest holders | Shares | Value |
|---|---|---|
| Saba Capital Management, L.P. | 5,976,204 | $42.61M |
| NEXPOINT ASSET MANAGEMENT, L.P. | 4,599,295 | $32.79M |
| RAYMOND JAMES FINANCIAL INC | 3,979,624 | $28.37M |
| Thomas J. Herzfeld Advisors, Inc. | 2,676,474 | $19.08M |
| MORGAN STANLEY | 2,487,826 | $17.74M |
| ENVESTNET ASSET MANAGEMENT INC | 2,183,464 | $15.57M |
| Invesco Ltd. | 1,161,203 | $8.28M |
| Atlas Wealth LLC | 1,030,976 | $7.35M |
| Matisse Capital | 617,000 | $4.40M |
| LPL Financial LLC | 615,069 | $4.39M |
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