GECC: Great Elm Capital Corp. insider trading, 5% holders and institutional ownership
From public SEC filings: open-market insider purchases and sales (Form 4, last 180 days), holders of 5% or more (Schedules 13D and 13G) and institutional ownership (Form 13F). Insider and 5% data delayed 48 hours.
Insider trading
0 open-market buys totaling - and 0 sales totaling - in the last 180 days.
Activist and 5% holders
| Filed | What | Holder | Stake | Change | Filing |
|---|---|---|---|---|---|
| 2026-08-06 | 13G amendment | Summit Grove Partners, LLC | 7.60% | SEC | |
| 2026-08-06 | 13G amendment | Great Elm Strategic Partnership I, LLC | 9.90% | SEC | |
| 2026-08-06 | 13G amendment | Prosper Peak Holdings, LLC | 7.00% | SEC |
Institutional ownership (Q2 2026)
19 institutions reported holding $3.62M of Great Elm Capital Corp. on Form 13F (23 the quarter before). 4 opened a new position and 8 sold out. Shares held by institutions: -24%.
| Largest holders | Shares | Value |
|---|---|---|
| Northern Right Capital Management, L.P. | 383,971 | $2.09M |
| Cruiser Capital Advisors, LLC | 97,779 | $533K |
| UBS Group AG | 28,250 | $154K |
| Crestwood Advisors Group, LLC | 26,625 | $145K |
| Vident Advisory, LLC | 26,609 | $145K |
| Rockefeller Capital Management L.P. | 25,000 | $136K |
| Ethos Financial Group, LLC | 24,059 | $131K |
| Significant Wealth Partners LLC | 16,771 | $91K |
| Founders Financial Alliance, LLC | 13,770 | $75K |
| Rangeley Capital, LLC | 10,000 | $54K |
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