BKKT: Bakkt, Inc. insider trading, 5% holders and institutional ownership
From public SEC filings: open-market insider purchases and sales (Form 4, last 180 days), holders of 5% or more (Schedules 13D and 13G) and institutional ownership (Form 13F). Insider and 5% data delayed 48 hours.
Insider trading
0 open-market buys totaling - and 3 sales totaling $24K in the last 180 days.
Insider sales
| Trade date | Insider | Role | Value | 10b5-1 plan |
|---|---|---|---|---|
| 2026-09-23 | Henderson Joseph Sean-Walsh | Officer | $2K | |
| 2026-09-23 | D'Annunzio Marc | Officer | $11K | |
| 2026-09-23 | Baes Nicholas | Officer | $11K |
Activist and 5% holders
| Filed | What | Holder | Stake | Change | Filing |
|---|---|---|---|---|---|
| 2026-08-14 | Fell below 5% | Alyeska Investment Group, L.P. | 0.00% | SEC | |
| 2026-07-27 | New 13G stake | BlackRock, Inc. | 5.50% | SEC |
Institutional ownership (Q2 2026)
99 institutions reported holding $103.81M of Bakkt, Inc. on Form 13F (107 the quarter before). 15 opened a new position and 21 sold out. Shares held by institutions: +34%.
| Largest holders | Shares | Value |
|---|---|---|
| BlackRock, Inc. | 3,086,320 | $24.10M |
| GEODE CAPITAL MANAGEMENT, LLC | 1,023,204 | $15.76M |
| VANGUARD CAPITAL MANAGEMENT LLC | 1,239,071 | $9.68M |
| Tidal Investments LLC | 945,000 | $7.38M |
| Alpine Fox Capital LLC | 905,000 | $7.07M |
| STATE STREET CORP | 732,000 | $5.72M |
| Weiss Asset Management LP | 678,530 | $5.30M |
| RENAISSANCE TECHNOLOGIES LLC | 309,285 | $2.42M |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 279,964 | $2.19M |
| UBS Group AG | 256,262 | $2.00M |
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